Job Details

ID #43631516
State California
City Sanfrancisco
Full-time
Salary USD TBD TBD
Source Citigroup
Showed 2022-06-25
Date 2022-06-25
Deadline 2022-08-24
Category Et cetera
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Business Risk Officer

California, Sanfrancisco, 94102 Sanfrancisco USA

Vacancy expired!

The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that provide the same level of subject matter expertise. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function/job family.Responsibilities:Responsible for managing and supporting multiple risk and control programs for the organization including defining the strategy, approach, processes, quality, tools and reporting that provide global risk management consistency and excellence.

Establishes quarterly audit process of attributes to ensure proper calculation and control.

Works closely with business partners on findings and makes recommendations on improving practices.

Develops procedural implementation and change management process with Operations and Reporting team to ensure proper governance and controls exist.

Examines procedures for consistency and gaps relative to regulations in addition to impacts on customer experience.

Conducts internal testing of dispute processes to ensure control.

Monitors exceptions to dispute policy and identifies drivers of exceptions.

Leverages data to examine impacts to Customer Experience and Regulatory breaks.

Has the ability to operate with a limited level of direct supervision.

Can exercise independence of judgement and autonomy.

Acts as SME to senior stakeholders and /or other team members.

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:Licenses required Series 7, 9/10 or 24, 63/65 or 66 and 31.6-10 years relevant work experience in Business Risk & Controls

MS Excel, MS Access, SAS, SQL, Visual Basic a plus. 5+ years’ experience in financial services.

Consistently demonstrates clear and concise written and verbal communication skills

Effective organizational influencing skills required.

Third party vendor management preferred. Demonstrated ability to lead global team efforts

Excellent problem solving skills Ability to see the big pictures with high attention to critical details

Demonstrated ability to develop and implement strategy and process improvement initiatives.

Education:Bachelor’s/University degree or equivalent experience, potentially Masters degree

Responsible for the direct supervision of investment sales activities in the designated Office of Supervisory Jurisdiction (OSJ)

Review and approval of new brokerage and managed accounts including Retirement accounts.

Perform daily reviews in support of the OSJ and its Registered Representatives; this may include but is not limited to, email surveillance, correspondence, marketing materials, complaints, outside activities, licensing/registration.

Review and dispositioning of designated supervisory reports

Partner with Regional Supervisory Head and the Supervision team on the resolution of escalated supervisory issues

Review and approval of designated bank-channel and broker-dealer investments

Manage surveillance alerts within stated policy guidelines

Interface, consult with and escalate to Senior Management and partners including, but not limited to, Compliance, Legal, AML, Regional Business Risk, Regional Business Management and Sales Management

Assist with ad-hoc projects and/or work-flow and system testing as assigned by manager

Assist with conducting periodic control meetings as well as audits and examinations.

Job Family Group:Risk ManagementJob Family:Business Risk & ControlsTime Type:Full timeCiti is an equal opportunity and affirmative action employer.Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm) .View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/eeopost.pdf) " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/OFCCPEEOSupplementFinalJRFQA508c.pdf) .View the EEO Policy Statement (http://citi.com/citi/diversity/assets/pdf/eeoaapolicy.pdf) .View the Pay Transparency Posting (https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp%20EnglishformattedESQA508c.pdf)Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.Citi is an equal opportunity and affirmative action employer.

Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.

Vacancy expired!

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