Vacancy expired!
- Data Analysis
- PowerBI
- Microsoft list
- Reconciliation
- Provide internal and customer compliance support for the interest rate, FX, and commodity derivatives businesses
- Assist clients with determining Eligible Contract Participant status for end-user customers
- Manage transactional documentation flow between outside counsel and clients
- Manage individual and firm registration requirements, including licensing and continuing education
- Assist with managing, implementing, and updating the firm’s compliance and regulatory policies, procedures, and code of ethics and ensure compliance with applicable state laws and regulations
- Provide training on compliance-related topics on an as-needed basis
- Assist with all audits, including providing responses and developing corrective action plans
- A Bachelor’s Degree and 2 to 5 years of regulatory, compliance, operational risk, or legal experience in the swap-related industry required
- Working knowledge of ISDA master agreements and other derivatives trading documentation
- Strong knowledge of NFA and CFTC and Dodd-Frank regulations related to introducing brokers, commodity trading advisors, and swap products
- Experience in drafting policies, procedures, and other legal documentation
- Outstanding communication skills, both oral and written
- Eager to join an entrepreneurial team looking to revolutionize the banking industry with technology and business-friendly solutions
Vacancy expired!