Vacancy expired!
- To ensure accurate and timely Corporate Actions processing in the Sophis risk system for CAD based trading accounts.
- This person can demonstrate the ability to improve and standardize procedures, KRIs KPIs, management presentations, metrics, and process flows across functions within the team.
- Initiates and develop process enhancements and is seen as a key senior expert for all questions pertaining to that team from other areas.
- Able to communicate differently with stakeholders in different areas at different levels (know your audience).
- Supports US and Canadian Trading desks through Corporate Actions processing. Product Include: Equities (ETFs, ADRs Domestic and Canadian), Fixed Income and Equity/Index Options
- Responsible for all mandatory corporate actions processing and reconciliation within Sophis. Events consist of: mergers, tenders, conversions, cash dividends, stock splits, dividend reinvestments (DRIPS), spinoffs, and optional dividends
- Responsible for all voluntary corporate action processing and reconciliation within Sophis.
- Review voluntary offer notification and reconcile all receivables, payables, and position balances against the reorganizational department
- Process and reconcile all Equity and Index Options, exercises, assignments and expirations within Sophis
- Review and process all option notices from the OCC and CDS related to adjustments due to Corporate Actions
- Basic Qualifications (Legislative Requirement)
- This role would typically require functional and industry experience and/or expertise, as they are expected to be subject area experts in several specific skill sets, business areas, or products.
- Requires a level of maturity and ability to form relationships across the Firm to do things (e.g., focuses on "How" and "what").
- Typically requires at least 8 or more years of relevant industry and operations experience, expertise and relationships.
- Robust knowledge of corporate action events and processing
- Robust product knowledge of Equities (ETFs, ADRs Domestic and Canadian), Fixed Income and Equity/Index Options
- Proficiency in Sophis, CAR, DTCC, Markit and ADP
- Team player with strong problem solving and communication skills
- Proficient verbal and written communication skills
- Knowledge of specialty transaction guidelines and systems
- Advanced user proficiency with computer applications, such as Microsoft Word, Excel and PowerPoint, spreadsheet/financial accounting skills, and any other related accounting software
- Knowledge of Sophis, DTC CA Web, Markit, CAR would be an asset
Vacancy expired!