Vacancy expired!
- Provides input to develop/modify procedures and controls in order to reduce risk
- Reviews exception conditions with the supervisor to resolve appropriate courses of action
- Identifies system maintenance issues for the supervisor's review and resolution
- Answers inquiries received from clients.
- Contributes to management testing process and activities related to audits and risk management, and business continuity as needed.
- Assists management on routine automation/product development functions and in system testing as needed.
- Responsible for conducting, reviewing, analyzing, resolving, and raising the results of any manual or automated OFAC screening, Section 311 and other compliance/regulatory related screening conducted by the business unit.
- Provides consistent follow-up and follow-through on all service support issues, monitors transaction flow, and troubleshooting.
- Allocates entitlements (i.e. Foreign Currency Payments, TaxRelief, Direct Payment Services, etc.) to participants and collects entitlements from agents.
- Obtains announcement information through various agents and other resources.
- Responsible for supporting the department in adherence to AML/BSA policies and procedures as set-forth by various regulatory bodies.
- Collaborate with participants, paying agents, transfer agents, vendors on a regular basis as well as the Canadian Depository (CDS) and others Central Securities Depositories (CSDs.)
- Entry Level
- Bachelor's or Associate's degree preferred
- Excellent interpersonal skills
- Knowledge of Microsoft Excel and other Microsoft Office Products is a plus
Vacancy expired!