Job Details

ID #49530303
State New Jersey
City Jerseycity
Job type Permanent
Salary USD TBD TBD
Source The Depository Trust & Clearing Corporation
Showed 2023-03-24
Date 2023-03-23
Deadline 2023-05-22
Category Et cetera
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Financial Audit Senior Associate

New Jersey, Jerseycity, 07310 Jerseycity USA

Vacancy expired!

Are you ready to explore a world of possibilities? Join our DTCC family, and you'll grow your expertise and become the best version of you. As you embark on a new journey, you'll be supported and surrounded by other professionals as you learn new skills, advance your career, and see the impact of your efforts every day.

Pay and Benefits:
  • Competitive compensation, including base pay and annual incentive
  • Comprehensive health and life insurance and well-being benefits, based on location
  • Retirement benefits
  • Paid Time Off and other leave of absence
  • DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (Onsite Tuesdays, Wednesdays and a third day of your choosing)

About this Opportunity As part of the Internal Audit Department, the Financial Audit Senior Associate is predominantly focused on the execution of audit planning, fieldwork and reporting and is given the opportunity to lead select meetings. The primary measure of success is identifying meaningful potential issues about the design and effectiveness of controls and creating reliable documentation to support their work. The Financial Audit Senior Associate must manage auditee relationships, be a good team player, and take accountability for their personal growth and professional development.

Why you'll love this job :
  • Strategic Control Impact Identifies meaningful issues in which controls are not properly designed or are not operating effectively. Assesses the risk and control environment for processes within coverage areas. Validates the completion of agreed action plans under the guidance of a supervisor. Understands the financial services industry and risk and control environment for coverage areas and identifies new risks. Works closely with auditees to verify timely progress and completion of agreed action plans
  • Audit Execution Assists Audit Manager or Senior Audit Manager with the execution of audit planning, fieldwork, and reporting. Completes risk-focused fieldwork on time and within the allocated budget, notifying the auditor in charge promptly of issues that arise or when budgets or timelines are at risk. Writes and speaks clearly and concisely and can demonstrate detailed knowledge of that area being audited. Understands and performs root cause analysis for issues; possesses and demonstrates a strong understanding of audit techniques.
  • Quality Process Demonstrates a strong knowledge of our policies & procedures, particularly work paper documentation standards. Independently prepares work papers that fully comply with IAD policies and procedures. Participates in continuous improvement initiatives. Aligns risk and control processes into day-to-day responsibilities to monitor and mitigate risk; escalates appropriately.

NOTE: The Primary Responsibilities of this role are not limited to the details above.

Talents Needed for Success:
  • Minimum of 6 years of related experience
  • Bachelor's degree preferred with Masters a plus.
  • Previous internal or external audit experience is helpful, but not required.
  • Strong analytical and problem-solving skills
  • Strong commitment to teamwork and collaboration
  • Strong written and oral communication skills
  • Certifications related to the candidate's coverage responsibilities are beneficial, but not required, such as CPA, CFA, Financial Risk Manager (FRM), Certified Internal Auditor (CIA), and Certified Information Systems Auditor (CISA)
  • Knowledge or experience related to financial risk management or quantitative analysis is a plus

We offer top class training and development for you to be an asset in our organization! We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

About Us

DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry's needs and we're working to continually improve the world's most resilient, secure and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost and bring stability and certainty to the post-trade lifecycle.

DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind.

Learn more about Clearance and Settlement by clicking here .

About the Team

The Internal Audit Department's (IAD) mission is to deliver independent assessments of the organization's overall control environment and to promote proactive risk identification and mitigation.

Vacancy expired!

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