Compliance Analyst

AMS Staffing has two (2) Compliance Analyst rolesPlease send a resume in Word format should you be interested in the following Compliance Analyst position in Hauppauge, NY 11788. This is a 3 to 6 month contract with possible opportunity of extension. MUST BE ONSITE AT LEAST 3 DAYS A WEEK – IDEALLY 5. If you are not interested, please forward to your network. AMS Staffing offers referral fees should they be hired.

• Four year college degree
• 3 years of Lending Compliance experience
• Regulatory compliance certification preferred CRCM, CRCMP, CCEP, CUCE or other designations afforded by accredited financial agencies such as NAFCU, CUNA, ABA.

• Keeping abreast of all regulatory requirements as applicable to the designated retail/digital lines of business.
• Conducts transaction testing based on identified weaknesses; potential risk; and/or possible civil money penalties identified during reviews or audit findings. Provide key results and suggested remediation for all findings such as training or procedural improvements ensuring alignment with state/federal law and regulatory requirements.
• Monitor regulatory changes, NCUA webinars, CFPB proposed rule or other changes and document changes to help them facilitate implementation.
• Assist with existing and help develop new risk assessments, as part of monitoring/testing, regarding compliance with applicable regulations.
• Responsible for supporting the growth of the Compliance Review Schedule regarding operational related regulations.
• Conduct third party service oversight as well as coordinate the GRC solution Quantitate between business units to afford a holistic framework for Credit Union governance program.
• Support efforts regarding oversight on consumer harm/violations and ensure immediate action is taken on all findings.