Vacancy expired!
- Act as a liaison for the SBO’s and Marketing Associates between Due Diligence, onboarding/ Recertification, Compliance and CSR to enhance the level of execution for our clients.
- Reach out to clients for information and documentation, and pass this information on to the appropriate teams, validate KYC documents received and sent to the due diligence team.
- Assist with the completion of internal documents (RM Assessment, CAC form, Call Memo, and CSR MAOS screening & PAT Tables).Coordinate as needed with non-US Due Diligence, Compliance and CSR teams to ensure global flags are in place to avoid delays and reputational risk.
- Centralize knowledge of KYC and CSR policies and procedures.
- Provide real-time assistance to the business regarding existing clients and the products they are approved or not approved to trade.
- Coordinate execution documentation and approvals for various products across multiple regions, and initiate connectivity requests for high and low touch trading
- Effectively communicate requests from the business to internal stakeholders, and assist in keeping requests on track through various internal workflows, systems, and teams
- Troubleshoot and direct all queries from the business and internal stakeholders – i.e. booking issues, client code discrepancies, conflicting referential, and product specific approvals.
- 5 years minimum experience working in the financial services industry; basic knowledge of global markets and lifecycle of a trade, basic understanding of regulatory and trading documentation
- Experience with onboarding and KYC (know-your-customer) requirements
Vacancy expired!