Vacancy expired!
- Regulatory space, regulatory reporting
- Controls function over client reporting work
- Looking for people who are familiar with those areas - don't need to be familiar with all, but emphasis on regulatory reporting and client protection
- FCC consolidated audit trail
- FCC trade reporting
- Upcoming work in additional areas, including CFTC - part 45 and 43 reporting
- FINRA, FCC, CFTC - key experience
- Heavy regulatory reporting - manipulating data to draw conclusions
- Able to draft business requirements, test cases, and oversee the implementation from start to finish - requirements to delivery
- Controls mindset - one thing to build to report, but need to identify gaps in the reports and solution
- Need people who can take existing processes and enhance them or build new processes and make end users comfortable with new processes
- Need to be comfortable interacting with MDs and above
- Need to be comfortable running project governance calls
Vacancy expired!