Vacancy expired!
- Prepare and administer the annual SOX plan which includes preparation of the financial statement mapping, top down assessment (including risk ranking processes and controls), and annual SOX project plan.
- Lead walkthroughs with business units to create internal control documentation related to the identification of key control points with the use of narratives and process/data flows.
- Lead SOX and other internal control reviews to evaluate the design and operating effectiveness of related controls. This includes the development, execution, and review of control matrices and test plans, as well as the performance of controls.
- Review work products of team members ensuring appropriate documentation, audit and testing evidence, conclusions, and adherence to department standards.
- Point of contact with the external auditor to complete SOX testing and reporting.
- Administer the Bank's Anti-Fraud programs including Anti-Money Laundering, Fraudulent Financial Instruments, and Internal Fraud. This includes responsibility to research, interpret, and summarize regulatory requirement; work with internal teams to implement those requirements, develop and maintain project plan, complete reviews and testing of programs, report on the status and effectiveness of the programs, and build a strategy and roadmap to develop/enhance the overall programs.
- Oversight of Bank's Enterprise Risk Management Climate risk program. Establish a framework by incorporating climate risk considerations into the ERM framework to recognize & manage risks related to climate change. Evaluate all regulatory requirements and ensure compliance; liaise with subject matter experts across the Bank to identify, quantify, manage and respond to latent & emerging climate risks. Integrate climate capabilities into existing risk framework.
- Identify and evaluate internal control deficiencies, as well as efficiency and effectiveness opportunities, provide recommendations for improvement, and monitor remediation efforts.
- Develop management information reports and deliverables.
- Stay abreast of accounting, audit, and industry developments and their impact on the Bank's various Compliance programs.
- Assist in the preparation of annual regulatory examinations.
- Perform risk assessments and investigate operational incidents as assigned.
- Demonstrate knowledge of risks and controls related to financial reporting, compliance, and operational processes.
- Demonstrate knowledge of US GAAP, SEC reporting requirements, Sarbanes-Oxley Act, PCAOB standards COSO Framework, and Prudential Management and Operations Standards.
- Ability to evaluate Compliance, Regulatory and Operational risk issues.
- Strong analytical and problem-solving skills.
- Planning and organizational skills to successfully manage multiple deliverables concurrently by demonstrating flexibility in prioritizing and completing tasks.
- Ability to develop and implement bank-wide policies and procedures as required
- Strong and effective written and communication skills.
- Ability to comfortably interact across all departments within an organization.
- Proficient in Microsoft Office Suite; Excel, Visio, and Access Database skills a plus.
- Bachelor's Degree in accounting or related field; MBA a plus.
- CPA or relevant Certifications (e.g., CIA, CISA) a plus.
Vacancy expired!