Vacancy expired!
Job Description:
Syndicate Operations supports multiple business units for Equities, Market Linked/Structured, High Yield Bonds, High Grade Syndicate Desks, and the ABS/MBS/CLO Teams on the operational side of the new issue process. Follows established written procedures and guidelines, provides standard reporting and analytical support. Uses established techniques, analyzes and resolves a wide variety of moderately complex operations problems and initiatives including transactions that require special handling and/or exception handling. Employees in this role typically have a college degree (Associates or higher) or comparable work experience.Responsibilities may include:- Applying for Equity or Fixed Income cusips
- Registering new issues with FINRA, DTC and Euroclear depositories
- Setting up new issue deal in Bloomberg
- Process FED wires to fund syndicate issues
- Hosting closing calls with company council and DTC to initiate closing process
- Determining DTC eligibility for all Lead managed deals
- Facing off with client council, depository as well as front, middle and back office coordination through settlement
- Solid oral & written communication skills
- Detail Oriented with strong time management and prioritization skills
- Ability to multitask in a high volume/fast paced environment and meet tight deadlines
- Ability to work in a team environment
- Ability and willingness to continuously learn on the job
- Ability to manage escalations and solve complex issues
- Ability to learn and understand FINRA, SEC and other Regulatory rules
- College degree (line of study relevant to job role) or experience in the Financial Service Industry preferred
- Knowledge of Bloomberg, Symphony, FINRA/TRACE, DTC, Broadridge, Cusip Global Services, a plus
- Excellent communications skills and ability to present to an audience
- Ability to liaise with all levels of the firm and people with different experiences and backgrounds
- Ability to problem-solve and take ownership of process improvements,
- Strong Excel Skills
- Strong motivation to succeed
- Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions.
- Excels in working among diverse viewpoints to determine the best path forward.
- Experience in connecting with a diverse set of clients to understand future business needs - is a continuous learner.
- Commitment to challenging the status quo and promoting positive change.
- Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base.
- Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world.
- Applying for Equity or Fixed Income cusips
- Registering new issues with FINRA, DTC and Euroclear depositories
- Setting up new issue deal in Bloomberg
- Process FED wires to fund syndicate issues
- Hosting closing calls with company council and DTC to initiate closing process
- Determining DTC eligibility for all Lead managed deals
- Facing off with client council, depository as well as front, middle and back office coordination through settlement
- Solid oral & written communication skills
- Detail Oriented with strong time management and prioritization skills
- Ability to multitask in a high volume/fast paced environment and meet tight deadlines
- Ability to work in a team environment
- Ability and willingness to continuously learn on the job
- Ability to manage escalations and solve complex issues
- Ability to learn and understand FINRA, SEC and other Regulatory rules
- College degree (line of study relevant to job role) or experience in the Financial Service Industry preferred
- Knowledge of Bloomberg, Symphony, FINRA/TRACE, DTC, Broadridge, Cusip Global Services, a plus
- Excellent communications skills and ability to present to an audience
- Ability to liaise with all levels of the firm and people with different experiences and backgrounds
- Ability to problem-solve and take ownership of process improvements,
- Strong Excel Skills
- Strong motivation to succeed
- Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions.
- Excels in working among diverse viewpoints to determine the best path forward.
- Experience in connecting with a diverse set of clients to understand future business needs - is a continuous learner.
- Commitment to challenging the status quo and promoting positive change.
- Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base.
- Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world.
- Applying for Equity or Fixed Income cusips
- Registering new issues with FINRA, DTC and Euroclear depositories
- Setting up new issue deal in Bloomberg
- Process FED wires to fund syndicate issues
- Hosting closing calls with company council and DTC to initiate closing process
- Determining DTC eligibility for all Lead managed deals
- Facing off with client council, depository as well as front, middle and back office coordination through settlement
- Solid oral & written communication skills
- Detail Oriented with strong time management and prioritization skills
- Ability to multitask in a high volume/fast paced environment and meet tight deadlines
- Ability to work in a team environment
- Ability and willingness to continuously learn on the job
- Ability to manage escalations and solve complex issues
- Ability to learn and understand FINRA, SEC and other Regulatory rules
- College degree (line of study relevant to job role) or experience in the Financial Service Industry preferred
- Knowledge of Bloomberg, Symphony, FINRA/TRACE, DTC, Broadridge, Cusip Global Services, a plus
- Excellent communications skills and ability to present to an audience
- Ability to liaise with all levels of the firm and people with different experiences and backgrounds
- Ability to problem-solve and take ownership of process improvements,
- Strong Excel Skills
- Strong motivation to succeed
- Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions.
- Excels in working among diverse viewpoints to determine the best path forward.
- Experience in connecting with a diverse set of clients to understand future business needs - is a continuous learner.
- Commitment to challenging the status quo and promoting positive change.
- Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base.
- Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world.
Vacancy expired!