Vacancy expired!
- Cross Train and Backup assigned functions within the process
- Escalate issues to management/risk as necessary
- Participate in tactical and strategic initiatives related to assigned Regulatory Reporting
- Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base
- Candidate should have 3-5 years brokerage operations experience, preferably in a regulatory or options department
- Working knowledge of stock record and/or broker dealer books and records concepts
- College Degree (Associates or higher) or comparable work experience
- Intermediate-level Excel knowledge
- Detail orientation
- Ability to manage multiple priorities and multi task
- Excellent time management and prioritization skills, with ability to meet tight deadlines
- Ability and willingness to continuously learn on the job
- Ability to problem-solve and take ownership of process improvements
- Able to work in a team environment
- Excellent verbal and written communication skills with ability to communicate with various stakeholders
- Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions
- Excels in working among diverse viewpoints to determine the best path forward
- Experience in connecting with a diverse set of clients to understand future business needs - is a continuous learner
- Commitment to challenging the status quo and promoting positive change
Vacancy expired!