Vacancy expired!
Your OpportunityThe Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls.We have full time positions available for entry level audit execution positions within our Broker-Dealer, Bank, and Corporate Risk teams.What you will learn:
How to analyze and understand highly complex business problems that are part of operating in the financial industry.
To execute and examine various audit plans and learn control testing strategies.
To execute internal audits in accordance with department procedures.
To identify and assess inherent risk and controls to mitigate those risks.
To perform audit issue follow-up and how document results of that testing.
How Internal Audit operates in a highly regulated environment.
How Internal Audit operates within the enterprise risk management framework as the third line of defense.
Internal Audit team members are aligned to specific groups to specifically audit certain areas of the organization. Please find the descriptions of the teams that are looking for full time hires:Broker-Dealer/Asset ManagementThe Broker-Dealer/Asset Management team provides internal audit coverage of the business process activities and compliance functions for Schwab’s registered domestic and international broker-dealers and registered retail and institutional investment advisors. The team’s scope includes audit execution and oversight for Schwab’s: (i) client-facing activities supporting retail investors and independent investment advisors on Schwab’s platform and their clients; (ii) client product solutions and market expertise; (iii) portfolio advisory services and research; (iv) asset management functions; (v) corporate client services, including stock plan services, retirement plan services, and compliance and employee trade monitoring solutions; and (vi) middle and back office operational functions.BankThe Bank Internal Audit team is passionate about the execution of Bank and Trust audits that target internal controls and regulatory compliance. Charles Schwab has three chartered banks that service clients. Bank audits cover areas such as corporate governance and risk management programs, as well as deposit and lending products that are offered to our clients. Trust audits focus on trust and custody services for employee benefit plans, and personal trust services.Corporate RiskThe Corporate Internal Audit team is responsible for execution of audits over the firm’s corporate and risk management functions. Corporate audits cover areas such as marketing, finance, treasury, accounting, vendor management, and human resources. Risk Management audits cover areas such as compliance, credit, liquidity, market and operational risk management. The team also performs testing to confirm remediation of audit issues and regulatory issues.What you’re good at
You will assist in planning and executing audits within various business divisions.
You will participate in internal team meetings, as well as meetings with the business.
You will perform internal audit controls testing and issue follow-up testing.
You will assist with Internal Audit operational tasks such as management of audit status, issue status, audit file preparation and implementation.
You will be responsible for handling your own tasks and letting teams know of your availability for work.
What you have
A degree in Accountancy, Finance or Internal Audit.
2 years or less of job experience.
Strong social skills (written and verbal).
Self-starter with strong organizational skills.
Ability to track multiple projects (2-3) going on at the same time, demonstrating an ability to analyze and prioritize to meet multiple deadlines.
Ability to work as a member of a project team and cultivate a strong working relationship with external co-sourcing providers and internal lines of businesses.
Demonstrates willingness to learn and grow.
Initiative to research, understand and analyze a variety of situations or processes.
Apply for this jobRefer a friendWhy Schwab?At Schwab, “Own Your Tomorrow” embodies everything we do! We are committed to helping our employees unleash their potential and achieve their dreams. Our employees get to play a central role in disrupting a multi-trillion-dollar industry, creating a better, more modern way to build and manage wealth. We’re a modern financial services firm that stands apart from the industry, where you can go as far as your ambition takes you.Hear from employees:: a package designed to empower your health, wealth, career and life.Schwab is committed to building a diverse and inclusive workplace where everyone feels valued.As an equal employment opportunity employer, our policy is to provide equal employment opportunities to all employees and applicants without regard to any status that is protected by law.Schwab is also an affirmative action employer, focused on advancing women, minorities, veterans, and individuals with disabilities in the workplace.We believe diversity and inclusion are part of our success as a company and our purpose of serving every client with passion and integrity.Job Locations US-TX-WestlakeRequisition ID 2020-50979Posted Date 47 minutes ago (1/26/2020 10:07 PM)Category Risk & Regulatory
Vacancy expired!